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Tuesday, August 10, 2010

KMS states and symmetries.

I'm still looking at Quantum Statistical Mechanical systems, which I'm treating as a C* algebra \mathcal{A} together with a time evolution \sigma_t. Particularly, I'm interested in its equilibrium states, which we can characterize via the KMS condition (recall that a state on a QSM (\mathcal{A},\sigma_t) is a positive [or zero] linear functional \phi : \mathcal{A} \to \mathbb{C} with \phi(1)=1, or has operator norm 1 if \mathcal{A} has no unit.)

A state \phi satisfies the KMS condition at inverse temperature \beta if for all a,b \in \mathcal{A} we can find a function F_{a,b} (z) with the following properties:
  1. Its holomorphic on the strip \{z \in \mathbb{C} : 0 < \Im(z) < \beta \}



  2. continuous on boundary and bounded



  3. F_{a,b}(t) = \phi(a \sigma_t(b)) and F_{a,b}(t+i\beta) = \phi(\sigma_t(b) a)


  4. for all t \in \mathbb{R}
We call such states KMS_{\beta} states. We also have KMS_{\infty} states, but rather than define them on half-plane (we call those ground states), we use a stronger condition (For reasons I neither know nor understand at this point): A state \phi is a KMS_{\infty} state if we have KMS_{\beta} states phi_{\beta} such that, for sufficiently large \beta, \phi(a) = \lim_{\beta \to \infty} \phi_\beta (a) for all a \in \mathcal{A}. Mathematically, all I should need is the definitions, just to understand them and go from there. But I'm not quite satisfied with them. I'm wishing I took a course in statistical thermodynamics/mechanics at this point, as I have little intuition for how these equilibrium states relate to our phase transitions of the system (indeed, I'm still not sure what "phase transition" means for a C* dynamical system.) The KMS_{\beta} states (we denote the set of them by \Sigma_{\beta}) are the equilibrium states [states that we can actually measure] for "temperatures" of 1/\beta. At 0 temperature we have the KMS_{\infty} states. Now, if \phi_1 and \phi_2 are two KMS_{\beta} states, its not too hard to see that any linear combination of the two will also be, and from that its not too hard to see that \Sigma_{\beta} is a convex set (there's a path between any two KMS_{\beta} states). Connes goes further, and states that its compact under the weak topology (pointwise convergence?) and that its a Choquet Simplex. And I have no idea what that is. But for this blog's purposes, I don't think I need to. The important bit is that KMS_{\beta} states are a convex set. Its not too hard to see that \Sigma_{\infty} is a convex set too. Convex sets have extremal points (points that aren't in a line segment joining two other points.) We'll denote the set of extremal KMS_{\beta} states by \xi_{\beta}. Connes has a proposition stating that the extremal KMS_{\beta} states are the same as the states that have a factorial GNS representation (while I have an idea what a GNS representation is - the image of the state under a homomorphism to a Hilbert space, where the homomorphism has certain properties and is constructed in a certain way - I have no idea what it means for one to be factorial.) R. Haag in Local Quantum Physics has a similar statement, that \xi_{\beta} is the same as the set of KMS_{\beta} states that are primary. But I don't know what that means either.

So what's the structure and intuition behind \xi_{\beta}? How should I think of it? If I'm thinking just in terms of a physical thermodynamic system, what do the extremal equilibrium states represent? My guess is states of matter, or pure phase states (considering that a change in a state of matter is a "phase transition"). So does that mean there are "impure phase states", id est, states in a mixture of phases (so that \Sigma_{\beta} is non-trivial). Back to the QSM: If we're working in a system with only one phase transition (I'm not sure what a phase transition means in this context) does that mean that there are only two extremal KMS_{\beta} states?

Apart from the equilibrium states, we're also interested in symmetries of the QSM system. Rather frustratingly, I cannot talk much about the physics of QSM symmetries (but I resolve to be able to soon! as I do with statistical thermodynamics!), so I must stick to the mathematics. We're interested in both automorphisms (symmetries of the whole system) and endomorphisms (symmetries of only a part of the system....I think.) In either case, they must be compatible [commute] with our time evolution, id est, if g is our auto/endo-morphism, then g \sigma_t = \sigma_t g for all t. for automorphism g, we say g \in Aut(\mathcal{A}, \sigma_t).

A subgroup G \subset Aut(\mathcal{A}, \sigma_t) we call a group of symmetries by automorphisms. It acts on KMS states via pullback, id est, g^{*}(\phi) (a) = \phi ( g (a) ) . Connes included a lemma stating that inner automorphisms (from a unitary state u \in \mathcal{A}, inner automorphisms acts by a \mapsto u a u^{-1}) act trivially on KMS states. Actually, the lemma stated something else, but that was in the proof. The proof essentially uses an analytic continuation of the map t \mapsto \sigma_t(a) to the whole complex plane (I don't know how that's possible) and uses the fact that KMS states have the property that \phi(b \sigma_{i \beta} (a)) = \phi (ab). It then follows that \phi(u a u^{-1}) = \phi(a), and the action is trivial.

An endomorphism \rho also has its pullback, \rho^{*} (\phi) (a) = \frac{\phi(\rho(a))}{\phi(e)}, assuming that \phi(e) \neq 1.
e=\phi(1) (assuming \mathcal{A} has unity, of course) and its not too hard to see that e is an idempotent (e^2 = e, because e^2 = \phi(1)^2 = \phi (1^2) = e). Inner endomorphisms also act trivially, by a similar proof.


Things I don't know this post:

Choquet Simplex
factorial GNS representation
primary KMS state.
The analytic continuation used in the proof of the triviality of the action of a group of inner automorphism.
Connes also talks a bit about multiplier algebras and essential ideas - I may look into those tomorrow, but as best I can tell I won't be needing those ideas any time soon. Marcolli doesn't mention them at all, for instance.
Connes also mentions that we can pushforward KSM states: I largely understood what I read there [or I think I did], but I choose not to write about it, largely because of time, and largely because I don't yet see how it relates.

2 comments:

  1. In your project, are you pretty much using research papers or is there any books which you can read?
    The thing I find sometimes is that even when some result should be "clear" from the definition, it is hard to get a good understanding of the meaning of the result without a good intuition for what is going on. I guess it must help that this things relate to statistical thermodynamics/mechanics. It might even be worth reading some course notes in the subject to help in the intuition front.

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  2. I'm reading two main monographs [plus associated papers]. Connes & Marcolli's Noncommutative Geometry, Quantum Fields, and Motives. And Marcolli's Lectures on Arithmetic Noncommutative Geometry.

    There's not really any textbooks for the main subject. But I have been able to chase down textbooks and monographs for tangents. For instance, R. Haag Local Quantum PHysics and Bratteli & Robinson Operator Algebras and Quantum Stastical Mechanics contains a lot of the QSM stuff, especially on those KMS states. That said both of those books are pretty far above my physics background and reference a lot of statistical thermo that I've never seen. I think it would be worth going through some course notes on a lower level course, but I just don't have the time.

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